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FINRA Awards for James Sloan Altschul

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Case Number Award Date Case Summary Customer Case? Amount Granted
09-0676206/23/2011Claimant(s): Harriet Baker, John Baker, Natalie Baker
Claimant Lawyers(s): Barry R. Lax
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Nathan T. Alexander
Arbitrator(s): Bernard A. Friedman, Bernard Korman, James Sloan Altschul
Hearing Site: New York, NY
Checkmark Icon$880,000

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