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FINRA Awards for Bruce Alan Whiteford

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Case Number Award Date Case Summary Customer Case? Amount Granted
08-0091802/12/2009Claimant(s): Citigroup Global Markets.
Claimant Lawyers(s): Kenneth O'Connor
Respondent(s): Clifford Bartlett, III
Respondent Lawyers(s): Joan M. Markey
Arbitrator(s): Douglas F. Stone, Cheryl Feldman, Bruce Alan Whiteford
Hearing Site: New York, NY
07-0031211/09/2007Claimant(s): The Estate of George Mallouk
Claimant Lawyers(s): John T. McNamara
Respondent(s): Citigroup Global Markets., Otto Betz III
Respondent Lawyers(s): Douglas B. Appel
Arbitrator(s): Pamela H. Roderick, Bernard Korman, Bruce Alan Whiteford
Hearing Site: New York, NY
Checkmark Icon$20,000

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