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FINRA Awards for Esperanza Padilla Gomez

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Case Number Award Date Case Summary Customer Case? Amount Granted
15-0258104/21/2017Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Mitchell J. Albert
Respondent(s): Esperanza Padilla Gomez, John Carroll
Respondent Lawyers(s): Mitchell J. Albert, Sharron Ash
Arbitrator(s): Andrew M. Mintzer, Elliott Zachary Seff, Martin J. Kotowski
Hearing Site: Los Angeles, CA
Stipulated Award

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