Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 19-02755 | 11/30/2022 | Claimant(s): Oppenheimer & Co.. Claimant Lawyers(s): Cory S. Zadanosky Respondent(s): John Carroll Respondent Lawyers(s): John Francis Carroll Arbitrator(s): Kimberly A. Gilmour, Dennis J. Levin, Robert G. Geeseman Hearing Site: Boca Raton, FL | ||
| 15-02581 | 04/21/2017 | Claimant(s): Wells Fargo Advisors Claimant Lawyers(s): Mitchell J. Albert Respondent(s): Esperanza Padilla Gomez, John Carroll Respondent Lawyers(s): Mitchell J. Albert, Sharron Ash Arbitrator(s): Andrew M. Mintzer, Elliott Zachary Seff, Martin J. Kotowski Hearing Site: Los Angeles, CA | Stipulated Award |