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FINRA Awards for Mary Jane Walk

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Case Number Award Date Case Summary Customer Case? Amount Granted
17-0151411/09/2017Claimant(s): Oppenheimer & Co..
Claimant Lawyers(s): Travis McGregor
Respondent(s): Robert Pincus
Respondent Lawyers(s): Seth Huberman
Arbitrator(s): John J. Jordan, Anthony V. La Manna, Mary Jane Walk
Hearing Site: Philadelphia, PA
16-0125301/06/2017Claimant(s): Morgan Stanley
Claimant Lawyers(s): Thomas J. Momjian
Respondent(s): Brian Lynch
Respondent Lawyers(s): Dianna D. McCarthy
Arbitrator(s): John E. Felch, Mary Jane Walk, John B. Taulane
Hearing Site: Philadelphia, PA
15-0139508/10/2016Claimant(s): Thomas Suchocki
Claimant Lawyers(s): Raymond J. Zane
Respondent(s): Scott Wiese, Sun National Bank, Invest Financial Corporation
Respondent Lawyers(s): Barry Temkin, James A. Kellar, Kate E. DiGeronimo
Arbitrator(s): Steven T. Stern, Timothy C Russell, Mary Jane Walk
Hearing Site: Philadelphia, PA
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