| 20-01759 | 08/31/2021 | Claimant(s): Raymond James Financial Services.
Claimant Lawyers(s): George Guerra
Respondent(s): Amy Zwaan
Respondent Lawyers(s): James H. Wilkins
Arbitrator(s): Andrew R. Epstein, Lester Friedman, John J. Fitzpatrick
Hearing Site: San Francisco, CA
| | |
| 13-02754 | 02/23/2015 | Claimant(s): Rodolfo C. and Maria O. Del Real Family
Claimant Lawyers(s): Melinda Jane Steuer
Respondent(s): Wells Fargo Advisors, Wells Fargo Investments
Respondent Lawyers(s): Judy Louie
Arbitrator(s): Andrew R. Epstein, Sterling N. Frost, Gary H. Kahn
Hearing Site: San Francisco, CA
|  | Expungement |
| 09-02994 | 03/09/2010 | Claimant(s): Mahin Vadi & Cyrus Bahram Soltani
Claimant Lawyers(s): Reza Soltani
Respondent(s): TD Ameritrade.
Respondent Lawyers(s): John J. Vihstad
Arbitrator(s): Kathryn J. Toronto, Andrew R. Epstein, Jonathan Holman Hathaway
Hearing Site: San Francisco, CA
| | $0 |
| 09-01470 | 02/18/2010 | Claimant(s): Naresh K. Jain and Santosh K. Jain
Claimant Lawyers(s): Naresh K. Jain
Respondent(s): Scottrade.
Respondent Lawyers(s): Thomas J. Azar
Arbitrator(s): Helen Marinak Blohm, Andrew R. Epstein, Edwin C. Shiver
Hearing Site: San Francisco, CA
| | $0 |
| 08-04374 | 11/23/2009 | Claimant(s): Mark Steele
Claimant Lawyers(s): Keith Ehrman
Respondent(s): Thomas Weisel Partners LLC
Respondent Lawyers(s): Thomas P. Klein
Arbitrator(s): Andrew R. Epstein, James N. D'Orso, Peter H. Daly
Hearing Site: San Francisco, CA
| | |
