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FINRA Awards for Naresh K. Jain

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Case Number Award Date Case Summary Customer Case? Amount Granted
09-0147002/18/2010Claimant(s): Naresh K. Jain and Santosh K. Jain
Claimant Lawyers(s): Naresh K. Jain
Respondent(s): Scottrade.
Respondent Lawyers(s): Thomas J. Azar
Arbitrator(s): Helen Marinak Blohm, Andrew R. Epstein, Edwin C. Shiver
Hearing Site: San Francisco, CA
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