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FINRA Awards for John Fay

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Case Number Award Date Case Summary Customer Case? Amount Granted
13-0184206/03/2014Claimant(s): Maureen Mahon
Claimant Lawyers(s): Christopher B. Jones
Respondent(s): John Fay, Robert Bond, Newedge USA
Respondent Lawyers(s): Karen Brody
Arbitrator(s): Barbara J. Glenns, Irene C. Warshauer, Yvette Strong
Hearing Site: New York, NY
12-0126309/17/2013Claimant(s): Richard Bensoussan
Claimant Lawyers(s): Elizabeth Anne Musella
Respondent(s): John Fay, Laurent Cunin, Newedge USA
Respondent Lawyers(s): Mark R. Zancolli
Arbitrator(s): Eugene G. P. Byrne, Daniel Adam Schlein, Joseph Louis Sherman
Hearing Site: New York, NY

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