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FINRA Awards for Joseph Louis Sherman

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Case Number Award Date Case Summary Customer Case? Amount Granted
12-0126309/17/2013Claimant(s): Richard Bensoussan
Claimant Lawyers(s): Elizabeth Anne Musella
Respondent(s): John Fay, Laurent Cunin, Newedge USA
Respondent Lawyers(s): Mark R. Zancolli
Arbitrator(s): Eugene G. P. Byrne, Daniel Adam Schlein, Joseph Louis Sherman
Hearing Site: New York, NY
09-0358710/08/2010Claimant(s): Thomas Whalen
Claimant Lawyers(s): Laurence S. Moy
Respondent(s): Barclays Capital Inc.
Respondent Lawyers(s): Robin D. Fessel
Arbitrator(s): Joseph J. Arata, Melvin S. Slade, Joseph Louis Sherman
Hearing Site: New York, NY

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