| 12-04263 | 02/12/2014 | Claimant(s): Standard Credit Securities Inc., Tradition Asiel Securities Inc.
Claimant Lawyers(s): Ernest Edward Badway
Respondent(s): Mischler Financial Group.
Respondent Lawyers(s): Sylvia Scott
Arbitrator(s): Charles L. Henderson, Robert I. Adler, Lisa Lograno
Hearing Site: New York, NY
| | |
| 11-03603 | 07/15/2013 | Claimant(s): E1 Asset Management.
Claimant Lawyers(s): Charles M. O'Rourke
Respondent(s): John Thomas Financial
Respondent Lawyers(s): Robert M. Bursky
Arbitrator(s): Charles Kleinbaum, Robert I. Adler, Jettie K. Thomas
Hearing Site: New York, NY
| | |
| 10-01683 | 05/04/2011 | Claimant(s): Robert Baisa
Claimant Lawyers(s): Brian J. Neville
Respondent(s): Interactive Brokers
Respondent Lawyers(s): Juli Aylesworth
Arbitrator(s): Susan C. Lushing, John Daly, Robert I. Adler
Hearing Site: New York, NY
|  | $0 |
| 09-00003 | 03/10/2010 | Claimant(s): Colette McDonald
Claimant Lawyers(s): Adolph D. Seltzer
Respondent(s): Daniel Devaney, Samuel A. Ramirez & Company.
Respondent Lawyers(s): Meredith Jowers Lees
Arbitrator(s): Robert Pincus, Robert I. Adler, Roy L. Weiss
Hearing Site: New York, NY
| | $53,000 |
| 08-04352 | 12/30/2009 | Claimant(s): Sidney Lieberman IRA
Claimant Lawyers(s): Sara F. Lieberman
Respondent(s): Lyle Flaugher, Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Katherine M. McGrail
Arbitrator(s): Robert I. Adler, Bernard A. Friedman, Irene C. Warshauer
Hearing Site: New York, NY
| | $0 |
