| 20-02005 | 03/25/2022 | Claimant(s): Ronald Hennig
Claimant Lawyers(s): Jason T. Dennett
Respondent(s): Judah Piano, Scott Martin, MML Investors Services
Respondent Lawyers(s): Alexandra Hutchinson, Julie E. Ravis
Arbitrator(s): Katherine Hendricks, John Howard Resing, Stephen William Simpson
Hearing Site: Seattle, WA
|  | Expungement |
| 19-00408 | 10/15/2021 | Claimant(s): Mary Gilotti, Vincent Gilotti
Claimant Lawyers(s): David Sturgeon-Garcia
Respondent(s): Mutual Securities., Aaron Jasper, Julie Cohen, Mitchell Voss, Nicholas Damiani, Ryan Sabol
Respondent Lawyers(s): Jason T. Dennett
Arbitrator(s): Margaret Leggett Tarver, M. Melvin Shralow, Sheila Mercedes Griffith
Hearing Site: Philadelphia, PA
| | $716,250 |
| 19-02076 | 10/22/2020 | Claimant(s): Janice Alzado-Lotz
Claimant Lawyers(s): David Sturgeon-Garcia
Respondent(s): Mutual Securities., Aaron Jasper, Julie Cohen, Mitchell Voss, Nicholas Damiani, Ryan Sabol
Respondent Lawyers(s): Jason T. Dennett
Arbitrator(s): Charles G. Michaels, Jo-Marie Lisa, Deanna M. Tuley
Hearing Site: Denver, CO
| | Dismissed |
| 15-01546 | 11/28/2016 | Claimant(s): Jonathan Tran, Trustee of the Jonathan T
Claimant Lawyers(s): Jason T. Dennett
Respondent(s): Gilliat Schroeder, Morgan Stanley
Respondent Lawyers(s): Andrew Gelfand, Molly J. Henry
Arbitrator(s): Joseph C. Roberts, Elwood C. Avery, Joseph Lincoln Carman
Hearing Site: Seattle, WA
| | $0 |
| 10-05313 | 04/27/2012 | Claimant(s): Garrison Family LLC, Charlotte Garrison Trst FBO MarkGarrison, Charlotte Garrison Trust FBO LesaNeugent, Charlotte L Garrison Exempt Marital Trst, Charlotte L. Garrison Marital Trust, Jack M. Garrison Survivor's Trust, Rev Trust of Jack and Charlotte Garrison
Claimant Lawyers(s): Jason T. Dennett
Respondent(s): Wells Fargo Investments, Jean Adams, Rebbie Thomas
Respondent Lawyers(s): Christopher B. Wells
Arbitrator(s): Laurie E. Law, Kevin I. Patrick, Charles Scott McClellan
Hearing Site: Seattle, WA
| | $0 |
| 11-02453 | 01/17/2012 | Claimant(s): Joyce Abel
Claimant Lawyers(s): Jason T. Dennett
Respondent(s): Lincoln Benefit Life Company, RBC Capital Markets Corporatio
Respondent Lawyers(s): Julie Thrall Burrow, Maya Ewing Williams
Arbitrator(s): Jerome O. Cohen
Hearing Site: Seattle, WA
| | $213 |
| 10-00750 | 08/19/2010 | Claimant(s): Fortune and Robin Pestarino Jt Tenants
Claimant Lawyers(s): Jason T. Dennett
Respondent(s): Charles Schwab & Co..
Respondent Lawyers(s): Annie M. Moriarty
Arbitrator(s): Lawrence E. Little
Hearing Site: Seattle, WA
| | $4,481 |
| 09-06614 | 06/24/2010 | Claimant(s): Harbor Press.
Claimant Lawyers(s): Jason T. Dennett
Respondent(s): Charles Schwab & Co..
Respondent Lawyers(s): Audette Paul Morales
Arbitrator(s): Laurie E. Law
Hearing Site: Seattle, WA
| | $19,168 |
| 08-04519 | 11/13/2009 | Claimant(s): Nick C. Dailey and Rose Marie Dailey
Claimant Lawyers(s): Rene J. Kern
Respondent(s): David Miller, Mutual Securities.
Respondent Lawyers(s): David R. Miller, Jason T. Dennett
Arbitrator(s): Robert D. Sussin, Grace L. Heyne, Daniel David Kopman
Hearing Site: Los Angeles, CA
| | $0 |
| 09-01583 | 08/18/2009 | Claimant(s): Est. of Marie P. Buchanan by Daine Bucha, Buchanan Living Trust by Diane Buchanan
Claimant Lawyers(s): Jason T. Dennett
Respondent(s): Edward Jones
Respondent Lawyers(s): Kimber L. Monroe
Arbitrator(s): William J. Bender
Hearing Site: Seattle, WA
| | $3,525 |
