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FINRA Awards for Grace L. Heyne

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Case Number Award Date Case Summary Customer Case? Amount Granted
09-0664704/18/2011Claimant(s): Edward Gilbert, Laurie Knapp, Robin Thomas, Rosemary Gilbert, The Edward S. Gilbert Jr. IRA, The Laurie Knapp IRA, The Rosemary M. Gilbert IRA, Gilbert Revocable Trust dtd 12/20/2000, The Robin Gayle Wood Revocable Trust
Claimant Lawyers(s): Laurie Knapp, Robin Thomas, Rosemary Gilbert
Respondent(s): Charles DeLao, Douglas Schriner, Stephen Hrynik, Harrison Douglas.
Respondent Lawyers(s): Charles E. DeLao, Douglas W. Schriner, Stephen J. Hrynik
Arbitrator(s): Grace L. Heyne, Benjamin F. Breslauer, Norman Cousins Sasamori
Hearing Site: Los Angeles, CA
Checkmark Icon$200,600
09-0011606/14/2010Claimant(s): Richard Sampson
Claimant Lawyers(s): James A. Shalvoy
Respondent(s): Capmark Securities Inc.
Respondent Lawyers(s): John V. McDermott
Arbitrator(s): Victoria E. Johnson, Grace L. Heyne, Steven A. Wawra
Hearing Site: Los Angeles, CA
08-0451911/13/2009Claimant(s): Nick C. Dailey and Rose Marie Dailey
Claimant Lawyers(s): Rene J. Kern
Respondent(s): David Miller, Mutual Securities.
Respondent Lawyers(s): David R. Miller, Jason T. Dennett
Arbitrator(s): Robert D. Sussin, Grace L. Heyne, Daniel David Kopman
Hearing Site: Los Angeles, CA
Checkmark Icon$0

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