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FINRA Awards for John V. McDermott

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Case Number Award Date Case Summary Customer Case? Amount Granted
13-0099502/13/2014Claimant(s): Francis Carrington
Claimant Lawyers(s): Charles M. Poplstein
Respondent(s): Janus Capital Group., Janus Distributors
Respondent Lawyers(s): John V. McDermott
Arbitrator(s): Joseph M. Costello, Steven Meyrich, Mary C. Davis
Hearing Site: Denver, CO
09-0011606/14/2010Claimant(s): Richard Sampson
Claimant Lawyers(s): James A. Shalvoy
Respondent(s): Capmark Securities Inc.
Respondent Lawyers(s): John V. McDermott
Arbitrator(s): Victoria E. Johnson, Grace L. Heyne, Steven A. Wawra
Hearing Site: Los Angeles, CA
08-0109903/27/2009Claimant(s): Donald Demmy
Claimant Lawyers(s): Jeffrey J. Scott
Respondent(s): Stifel, Nicolaus & Co..
Respondent Lawyers(s): John V. McDermott
Arbitrator(s): Samuel E. Wing, Gerald K. Moore, Mary C. Davis
Hearing Site: Denver, CO
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