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FINRA Awards for Annie M. Moriarty

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Case Number Award Date Case Summary Customer Case? Amount Granted
10-0075008/19/2010Claimant(s): Fortune and Robin Pestarino Jt Tenants
Claimant Lawyers(s): Jason T. Dennett
Respondent(s): Charles Schwab & Co..
Respondent Lawyers(s): Annie M. Moriarty
Arbitrator(s): Lawrence E. Little
Hearing Site: Seattle, WA
Checkmark Icon$4,481
09-0475502/04/2010Claimant(s): Jay H. Mintz IRA Rollover, Jay H. Mintz Revocable Trust
Claimant Lawyers(s): William B. Young
Respondent(s): Charles Schwab & Co..
Respondent Lawyers(s): Annie M. Moriarty
Arbitrator(s): Neil Harvey Smith
Hearing Site: Charlotte, NC
Checkmark Icon$0

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