| 13-00925 | 10/29/2013 | Claimant(s): The M. Chandler Living Trust
Claimant Lawyers(s): Greg Hendrix
Respondent(s): Curtis Faulkner, RBC Capital Markets LLC
Respondent Lawyers(s): Carolyn Guy, Julie Thrall Burrow
Arbitrator(s): Michael G. Clark
Hearing Site: Portland, OR
|  | Expungement |
| 12-01705 | 03/25/2013 | Claimant(s): Thomas Himmelberger
Claimant Lawyers(s): Thomas E. Himmelberger
Respondent(s): RBC Capital Markets LLC, William Reece
Respondent Lawyers(s): Julie Thrall Burrow
Arbitrator(s): Joseph C. Roberts
Hearing Site: Seattle, WA
| | Stipulated Award and Expungement |
| 11-04219 | 01/07/2013 | Claimant(s): Kenneth Carl, Rebecca Carl
Claimant Lawyers(s): Kenneth J. Carl
Respondent(s): John Menefee, Morgan Stanley, RBC Capital Markets LLC
Respondent Lawyers(s): Adam Kauff, Julie Thrall Burrow
Arbitrator(s): James John Jurinski
Hearing Site: Portland, OR
| | $0 |
| 11-02453 | 01/17/2012 | Claimant(s): Joyce Abel
Claimant Lawyers(s): Jason T. Dennett
Respondent(s): Lincoln Benefit Life Company, RBC Capital Markets Corporatio
Respondent Lawyers(s): Julie Thrall Burrow, Maya Ewing Williams
Arbitrator(s): Jerome O. Cohen
Hearing Site: Seattle, WA
| | $213 |
