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FINRA Awards for Curtis Faulkner

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Case Number Award Date Case Summary Customer Case? Amount Granted
13-0092510/29/2013Claimant(s): The M. Chandler Living Trust
Claimant Lawyers(s): Greg Hendrix
Respondent(s): Curtis Faulkner, RBC Capital Markets LLC
Respondent Lawyers(s): Carolyn Guy, Julie Thrall Burrow
Arbitrator(s): Michael G. Clark
Hearing Site: Portland, OR
Checkmark IconExpungement

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