16-03384 | 06/20/2017 | Claimant(s): Brenda Anderson, John Anderson Claimant Lawyers(s): Richard S. Frankowski Respondent(s): Jerry McCutchen, Berthel, Fisher & Company Financial Serv, Next Financial Group. Respondent Lawyers(s): Mickey B. Wright Arbitrator(s): Harvey R. Linder, Mary Elizabeth Skelnik, Joseph Neal Richardson Hearing Site: Birmingham, AL
| | Dismissed by Rule 12206 |
14-01701 | 05/21/2015 | Claimant(s): John Anderson Claimant Lawyers(s): Bryan T. Forman Respondent(s): Wells Fargo Advisors, Jason Turetzky, A.G. Edwards & Sons. Respondent Lawyers(s): Deirdre Wolff Arbitrator(s): W. Michael Kelley Hearing Site: Phoenix, AZ
| | $300 |
07-02797 | 10/15/2008 | Claimant(s): John Anderson Claimant Lawyers(s): Steven E. Rau Respondent(s): A.G. Edwards & Sons. Respondent Lawyers(s): Brent J. Burtin Arbitrator(s): William J. Rosso, Richard W. Thiele, John D. Campion Hearing Site: Minneapolis, MN
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06-02977 | 03/07/2008 | Claimant(s): Rayna Brown Claimant Lawyers(s): Montgomery G. Griffin Respondent(s): J.P. Morgan Securities., John Anderson, PFG Distribution Company Respondent Lawyers(s): Robert J. Stumpf, Jr. Arbitrator(s): Isidoro Berkman, William Michael Samsel, Richard Conlon Lehrmann Hearing Site: San Francisco, CA
| | $99,963 |