09-01053 | 06/01/2010 | Claimant(s): Jonathan Morse Seltzer IRA, Susan Oehler Seltzer IRA Claimant Lawyers(s): Jonathan Morse Seltzer Respondent(s): Charles Schwab & Co.. Respondent Lawyers(s): Daniel M. Rabinovitz Arbitrator(s): Lawrence R. Commers, Richard W. Thiele, Brett W. Olander Hearing Site: Minneapolis, MN
| | $0 |
09-00388 | 02/19/2010 | Claimant(s): Helen Prasil, John J. & Helen R. Prasil Rev.Trust Claimant Lawyers(s): Christopher T Davis Respondent(s): Ameriprise Financial Services., John Janes, Kari Douglas, Patty Nash, Randall Ehleringer, Ehleringer, Douglas & Associates Respondent Lawyers(s): Howard M. Klausmeier Arbitrator(s): Emily F. Seesel, Joyce G. Gordon, Richard W. Thiele Hearing Site: Minneapolis, MN
| | Stipulated Award and Expungement |
07-02797 | 10/15/2008 | Claimant(s): John Anderson Claimant Lawyers(s): Steven E. Rau Respondent(s): A.G. Edwards & Sons. Respondent Lawyers(s): Brent J. Burtin Arbitrator(s): William J. Rosso, Richard W. Thiele, John D. Campion Hearing Site: Minneapolis, MN
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