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FINRA Awards for Douglas & Associates

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Case Number Award Date Case Summary Customer Case? Amount Granted
09-0038802/19/2010Claimant(s): Helen Prasil, John J. & Helen R. Prasil Rev.Trust
Claimant Lawyers(s): Christopher T Davis
Respondent(s): Ameriprise Financial Services., John Janes, Kari Douglas, Patty Nash, Randall Ehleringer, Ehleringer, Douglas & Associates
Respondent Lawyers(s): Howard M. Klausmeier
Arbitrator(s): Emily F. Seesel, Joyce G. Gordon, Richard W. Thiele
Hearing Site: Minneapolis, MN
Checkmark IconStipulated Award and Expungement

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