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FINRA Awards for Pointe Capital.

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Displaying 9 out of 9 results
Case Number Award Date Case Summary Customer Case? Amount Granted
10-0074505/08/2013Claimant(s): John Medley
Claimant Lawyers(s): Michael Fahey
Respondent(s): John Stapleton, Pointe Capital.
Respondent Lawyers(s): Aime Dempsey, Liam O'Brien
Arbitrator(s): Robert T. Allen, George W. McKellar, Michael F. Pearl
Hearing Site: Raleigh, NC
Checkmark IconExpungement
10-0407912/06/2012Claimant(s): Edward Pozan, Judith Pozan
Claimant Lawyers(s): Joseph H. Spiegel
Respondent(s): John Sykes, Kirk Kubach, Louis Wright, Mary Kennemur, Paul Chuzi, Paul Richardson, GAH Holdings, JHS Capital Advisors., Pointe Capital.
Respondent Lawyers(s): Donald J. Gunn, Fred N. Knopf, Joseph D. Edmondson
Arbitrator(s): Robert J. Scafuri, Andrew J. Vorbrich, Melody Ann Werner
Hearing Site: Detroit, MI
Checkmark Icon$0
11-0056707/13/2012Claimant(s): John Sisk
Claimant Lawyers(s): Timothy Feil
Respondent(s): John Sykes, Kirk Kubach, Paul Chuzi, Paul Richardson, JHS Capital Advisors., Pointe Capital.
Respondent Lawyers(s): Elizabeth Schmid
Arbitrator(s): Robert L. Salzberg, James J. Fishman, Annette B. Meyers
Hearing Site: New York, NY
Checkmark Icon$1,693,200
09-0680509/02/2011Claimant(s): Thomas Untiedt
Claimant Lawyers(s): Anthony V. Trogan
Respondent(s): John Sykes, Kirk Kubach, Mary Kennemur, Paul Chuzi, Paul Richardson, JHS Capital Advisors, Hyde Park Equity Investments, Pointe Capital.
Respondent Lawyers(s): Joseph D. Edmondson
Arbitrator(s): Stuart Sinai, Dana R. Dawe, Roman S. Gribbs
Hearing Site: Detroit, MI
Checkmark Icon$0
08-0375304/01/2009Claimant(s): Pointe Capital.
Claimant Lawyers(s): Marc S. Dobin
Respondent(s): TB Architecture, APC
Respondent Lawyers(s): Cory B. Wilson
Arbitrator(s): Leonard E. Benade
Hearing Site: Jackson, MS
Checkmark Icon$0
08-0293803/20/2009Claimant(s): Pointe Capital.
Claimant Lawyers(s): Daniel R Levene
Respondent(s): Nicolas Arango
Respondent Lawyers(s): Nicolas Esteban Arango
Arbitrator(s): J. Julie Jason
Hearing Site: New York, NY
08-0058109/05/2008Claimant(s): Pointe Capital.
Claimant Lawyers(s): Daniel R Levene
Respondent(s): Arthur Gerome
Respondent Lawyers(s): Arthur Anthony Gerome
Arbitrator(s): Jeffrey E. Skogsbergh
Hearing Site: Los Angeles, CA
08-0014707/23/2008Claimant(s): Pointe Capital.
Claimant Lawyers(s): Daniel R. Levene
Respondent(s): Kurt Muller
Respondent Lawyers(s): Kurt Yasin Muller
Arbitrator(s): Gilbert F. Bach
Hearing Site: New York, NY
07-0146211/16/2007Claimant(s): Pointe Capital.
Claimant Lawyers(s): Daniel R Levene
Respondent(s): Craig Redding
Respondent Lawyers(s): Craig Steven Redding
Arbitrator(s): Matthew Loguercio
Hearing Site: New York, NY

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