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FINRA Awards for Robert L. Salzberg

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Case Number Award Date Case Summary Customer Case? Amount Granted
12-0186806/19/2013Claimant(s): Nicholas Mangone
Claimant Lawyers(s): Neal Brickman
Respondent(s): Tullett Prebon Financial Services LLC
Respondent Lawyers(s): Adam Pekor
Arbitrator(s): Robert L. Salzberg, Sandra Gale Behrle, Joel P. Mellis
Hearing Site: New York, NY
11-0056707/13/2012Claimant(s): John Sisk
Claimant Lawyers(s): Timothy Feil
Respondent(s): John Sykes, Kirk Kubach, Paul Chuzi, Paul Richardson, JHS Capital Advisors., Pointe Capital.
Respondent Lawyers(s): Elizabeth Schmid
Arbitrator(s): Robert L. Salzberg, James J. Fishman, Annette B. Meyers
Hearing Site: New York, NY
Checkmark Icon$1,693,200
09-0714703/01/2011Claimant(s): Martin Hauptman
Claimant Lawyers(s): Adolph D. Seltzer
Respondent(s): Jeffrey Alexander, Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Dominick F. Evangelista
Arbitrator(s): Robert L. Salzberg, Robert M. Goldstein, Nicholas Brunero
Hearing Site: New York, NY
Checkmark Icon$0
09-0642102/22/2011Claimant(s): Wally Grant
Claimant Lawyers(s): Ira Scot Meyerowitz
Respondent(s): James Luther, Charles Schwab & Co.., Peter Pavlakis
Respondent Lawyers(s): Nicki Samson
Arbitrator(s): Robert L. Salzberg, Peter A. Goldman, Denise N. Seegobin
Hearing Site: New York, NY
Checkmark IconExpungement

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