12-01868 | 06/19/2013 | Claimant(s): Nicholas Mangone Claimant Lawyers(s): Neal Brickman Respondent(s): Tullett Prebon Financial Services LLC Respondent Lawyers(s): Adam Pekor Arbitrator(s): Robert L. Salzberg, Sandra Gale Behrle, Joel P. Mellis Hearing Site: New York, NY
| | |
11-00567 | 07/13/2012 | Claimant(s): John Sisk Claimant Lawyers(s): Timothy Feil Respondent(s): John Sykes, Kirk Kubach, Paul Chuzi, Paul Richardson, JHS Capital Advisors., Pointe Capital. Respondent Lawyers(s): Elizabeth Schmid Arbitrator(s): Robert L. Salzberg, James J. Fishman, Annette B. Meyers Hearing Site: New York, NY
| | $1,693,200 |
09-07147 | 03/01/2011 | Claimant(s): Martin Hauptman Claimant Lawyers(s): Adolph D. Seltzer Respondent(s): Jeffrey Alexander, Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Dominick F. Evangelista Arbitrator(s): Robert L. Salzberg, Robert M. Goldstein, Nicholas Brunero Hearing Site: New York, NY
| | $0 |
09-06421 | 02/22/2011 | Claimant(s): Wally Grant Claimant Lawyers(s): Ira Scot Meyerowitz Respondent(s): James Luther, Charles Schwab & Co.., Peter Pavlakis Respondent Lawyers(s): Nicki Samson Arbitrator(s): Robert L. Salzberg, Peter A. Goldman, Denise N. Seegobin Hearing Site: New York, NY
| | Expungement |