| 10-01011 | 11/14/2011 | Claimant(s): Alyssa DiRienzo, Amara DiRienzo, Cynthia Pilot, Deborah Holstein, Deborah Lutz, Frederick DiRienzo, Johanna C. & Frederick H. DiRienzo, The 1992 Irrevocable Trust for the Benef
Claimant Lawyers(s): John E. Lawlor
Respondent(s): Colin Cookson, Banc of America Investment Services Inc., Merrill Lynch Pierce Fenner & Smith Inc., National Financial Services LLC
Respondent Lawyers(s): Mark S. Cohen, Michael G. Shannon, Nicki Samson
Arbitrator(s): Evonne W.J. Tolbert, Alun Hywel Jones, Kevin B. Naughten
Hearing Site: New York, NY
|  | $0 |
| 11-00202 | 06/01/2011 | Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Nicki Samson
Respondent(s):
Respondent Lawyers(s):
Arbitrator(s): Steven T. Stern
Hearing Site: Philadelphia, PA
| | |
| 09-06421 | 02/22/2011 | Claimant(s): Wally Grant
Claimant Lawyers(s): Ira Scot Meyerowitz
Respondent(s): James Luther, Charles Schwab & Co.., Peter Pavlakis
Respondent Lawyers(s): Nicki Samson
Arbitrator(s): Robert L. Salzberg, Peter A. Goldman, Denise N. Seegobin
Hearing Site: New York, NY
| | Expungement |
| 08-04967 | 04/30/2010 | Claimant(s): Henri Blain
Claimant Lawyers(s): Nicki Samson
Respondent(s): Michael Borgioli, Fidelity Brokerage Services LLC, FMSBONDS.
Respondent Lawyers(s): Julie W. Portera, Sydney A. Marks
Arbitrator(s): Stan West, John C. Newsom, James W. Geiger
Hearing Site: Ft. Lauderdale, FL
| | $0 |
