Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 10-04410 | 04/11/2012 | Claimant(s): Alice Jones, Gay Jones, Graham Jones, Graham Jones Familiy Trust f/b/o, Graham Jones Family Trust f/b/o, Graham O. Jones Charitable Remainder Tst Claimant Lawyers(s): Patrick Gaffney Respondent(s): Carl Bronstein, Harry Friedman, Prestige Financial Center., Sloan Securities Corp. Respondent Lawyers(s): E. Gina Chase, Harry Friedman, Larry Kirshbaum, Paul A. Lieberman Arbitrator(s): S. Charles Tabak, Brian Anthony Simmons, David Lu Hearing Site: Newark, NJ |  | $4,140,200 |
| 09-04798 | 05/07/2010 | Claimant(s): TD Ameritrade. Claimant Lawyers(s): R. Matthew Ingraham Respondent(s): David Lu Respondent Lawyers(s): David D. Lu Arbitrator(s): Sandor I. Rabkin, John Joseph Cotter, Alicia J. Reines-Leo Hearing Site: Boston, MA | | $0 |