| 21-03083 | 07/20/2022 | Claimant(s): Estate of Nicole B. Reuben
Claimant Lawyers(s): Kristian Kraszewski
Respondent(s): Stifel, Nicolaus & Co..
Respondent Lawyers(s): Craig D. Stein
Arbitrator(s): Mark C. Perry, Richard W. Epstein, Mark David Hunter
Hearing Site: Boca Raton, FL
|  | Expungement |
| 17-03283 | 06/25/2019 | Claimant(s): Wells Fargo Clearing Services
Claimant Lawyers(s): Craig D. Stein
Respondent(s): Michael Cohen
Respondent Lawyers(s): Ira Marcus
Arbitrator(s): Mark David Hunter, Carl Henry Perdue, Anthony Terence Flynn
Hearing Site: Boca Raton, FL
| | |
| 12-04287 | 07/16/2014 | Claimant(s): Luis Soto, Nilda Giraud
Claimant Lawyers(s): Luz Ivette Rivera
Respondent(s): Rafael Colon Ascar, BBVA Securities Of Puerto Rico.
Respondent Lawyers(s): Jose A. Sosa Llorens
Arbitrator(s): Steven N. Ainbinder, Martin A. Feigenbaum, Mark David Hunter
Hearing Site: San Juan, PR
| | Expungement |
| 10-00008 | 05/18/2011 | Claimant(s): Merrill Lynch Pierce Fenner & Smith Inc.
Claimant Lawyers(s): Cailin Heilig
Respondent(s): Eric Matheson
Respondent Lawyers(s): David N. Mair
Arbitrator(s): Gary W. Pollack, Marc T. Danon, Mark David Hunter
Hearing Site: Boca Raton, FL
| | |
| 09-06768 | 12/01/2010 | Claimant(s): Seymour Lowell and Lee G. Lowell
Claimant Lawyers(s): Scott L. Silver
Respondent(s): Ameriprise Advisor Services.
Respondent Lawyers(s): Howard Klausmeier
Arbitrator(s): Randy R. Freedman, Gloria F. Katz, Mark David Hunter
Hearing Site: Boca Raton, FL
| | Stipulated Award and Expungement |
