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FINRA Awards for David N. Mair

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Case Number Award Date Case Summary Customer Case? Amount Granted
16-0013305/04/2017Claimant(s): Lawrence Karp
Claimant Lawyers(s): David N. Mair
Respondent(s): HSBC Securities (USA) Inc.
Respondent Lawyers(s): Kevin B. Leblang
Arbitrator(s): Joseph I. Liebman, Michael Ritner Weaver, Brooks White
Hearing Site: New York, NY
10-0000805/18/2011Claimant(s): Merrill Lynch Pierce Fenner & Smith Inc.
Claimant Lawyers(s): Cailin Heilig
Respondent(s): Eric Matheson
Respondent Lawyers(s): David N. Mair
Arbitrator(s): Gary W. Pollack, Marc T. Danon, Mark David Hunter
Hearing Site: Boca Raton, FL

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