| 20-03988 | 07/05/2022 | Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney Financing
Claimant Lawyers(s): Elio F. Martinez
Respondent(s): David Sauer
Respondent Lawyers(s): Victor Bayata
Arbitrator(s): Steven Gerard Goerke, Gloria F. Katz, Dorrit E Nelson
Hearing Site: Boca Raton, FL
| | |
| 18-02939 | 10/16/2019 | Claimant(s): Barry Andrew Zeeman Rev. Trust
Claimant Lawyers(s): Matthew N. Thibaut
Respondent(s): Wells Fargo Clearing Services
Respondent Lawyers(s): Michael Naccarato
Arbitrator(s): Leslie L. Cooney, Gloria F. Katz, Joseph Benalt
Hearing Site: Boca Raton, FL
|  | $0 |
| 09-06768 | 12/01/2010 | Claimant(s): Seymour Lowell and Lee G. Lowell
Claimant Lawyers(s): Scott L. Silver
Respondent(s): Ameriprise Advisor Services.
Respondent Lawyers(s): Howard Klausmeier
Arbitrator(s): Randy R. Freedman, Gloria F. Katz, Mark David Hunter
Hearing Site: Boca Raton, FL
| | Stipulated Award and Expungement |
| 08-02040 | 10/29/2009 | Claimant(s): Satish Rampal, Derek Rampal, et al.
Claimant Lawyers(s): Mark R. Osherow
Respondent(s): Morgan Stanley & Co., Willie Brice
Respondent Lawyers(s): Brian C. Hale, Willie J. Brice
Arbitrator(s): Peter J. Lavezzoli, Gloria F. Katz, Ellen J. Abrams
Hearing Site: Ft. Lauderdale, FL
| | $0 |
