| 09-02975 | 01/13/2011 | Claimant(s): Bernard Sussman, IRA, Bernard Sussman Revocable Trust
Claimant Lawyers(s): Michael Amad
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Jon A. Jacobson
Arbitrator(s): Peter J. Lavezzoli, James W. Geiger, Mark I. Roth
Hearing Site: Boca Raton, FL
|  | Stipulated Award and Expungement |
| 08-04983 | 05/04/2010 | Claimant(s): SMH Capital.
Claimant Lawyers(s): Peter Wells
Respondent(s): Jonathan Marcu
Respondent Lawyers(s): Jonathan Ted Marcu
Arbitrator(s): Peter J. Lavezzoli, Stephen L. Littauer, Jeffrey Lawrence Sarkin
Hearing Site: Boca Raton, FL
| | |
| 09-00068 | 12/23/2009 | Claimant(s): Marilyn Rosov Rev Trust
Claimant Lawyers(s): Richard A. Stephens
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Coren Stern
Arbitrator(s): Peter J. Lavezzoli, John A. Mazzarella
Hearing Site: Boca Raton, FL
| | $167,570 |
| 08-02040 | 10/29/2009 | Claimant(s): Satish Rampal, Derek Rampal, et al.
Claimant Lawyers(s): Mark R. Osherow
Respondent(s): Morgan Stanley & Co., Willie Brice
Respondent Lawyers(s): Brian C. Hale, Willie J. Brice
Arbitrator(s): Peter J. Lavezzoli, Gloria F. Katz, Ellen J. Abrams
Hearing Site: Ft. Lauderdale, FL
| | $0 |
| 08-04333 | 10/20/2009 | Claimant(s): Robert W. Baird & Co. Incorporated
Claimant Lawyers(s): David P. Muth
Respondent(s): Bradford Marshall, Robert Gesdorf, Shelagh Stewart, Thomas Palmer
Respondent Lawyers(s): Marc S. Dobin
Arbitrator(s): Peter J. Lavezzoli, Roy B. Gonas, Herbert Branitsky
Hearing Site: Ft. Lauderdale, FL
| | |
