Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 09-03913 | 04/03/2012 | Claimant(s): Marvin Getlan Claimant Lawyers(s): Michael Amad Respondent(s): Wachovia Securities, UBS Financial Services Inc. Respondent Lawyers(s): Keith Olin, Tracy L. Gerber Arbitrator(s): Linda M. Granata, Norman L. Weiss, Gustavus L. Pearthree Hearing Site: Boca Raton, FL |  | Expungement |
| 09-02975 | 01/13/2011 | Claimant(s): Bernard Sussman, IRA, Bernard Sussman Revocable Trust Claimant Lawyers(s): Michael Amad Respondent(s): Citigroup Global Markets. Respondent Lawyers(s): Jon A. Jacobson Arbitrator(s): Peter J. Lavezzoli, James W. Geiger, Mark I. Roth Hearing Site: Boca Raton, FL | | Stipulated Award and Expungement |
| 09-00807 | 08/19/2010 | Claimant(s): Austin Frishman, Barbara Frishman Claimant Lawyers(s): Michael Amad Respondent(s): Wachovia Securities, FMSBonds. Respondent Lawyers(s): Keith Olin, Sydney A. Marks Arbitrator(s): S. William Gersten, Charles Hoffman, Jay E. Eckhaus Hearing Site: Boca Raton, FL | | Stipulated Award |