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FINRA Awards for Kenneth G. Crowley

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Case Number Award Date Case Summary Customer Case? Amount Granted
08-0469805/21/2010Claimant(s): Anthony Brown
Claimant Lawyers(s): Shona B. Glink
Respondent(s): Daniel Livingstone, UBS Financial Services Inc.
Respondent Lawyers(s): Kenneth G. Crowley, Kenneth Crowley
Arbitrator(s): Jack Friedman, Alfred H. Kingon, Erica Levitt
Hearing Site: New York, NY
Checkmark Icon$0
08-0402110/29/2009Claimant(s): Carol A. Villamana Trustee of, Louis C. Villamana Trustee of
Claimant Lawyers(s): Seth E. Lipner
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Kenneth G. Crowley
Arbitrator(s): Roger L. Crossland, Marvin H. Ginsky, Henry Theodore Vogt
Hearing Site: Hartford, CT
Checkmark Icon$75,616
07-0277607/22/2008Claimant(s): Jose Fiquene Barbosa, Evoluon Empreendimentos, LTDA
Claimant Lawyers(s): Saboor H. AbdulJaami
Respondent(s): Claudio Izquierdo, Fabrizio Neves, UBS Financial Services Inc., UBS International.
Respondent Lawyers(s): Claudio Izquierdo, Jeoff M. Cahen, Kenneth G. Crowley
Arbitrator(s): Judith R. MacDonald, Joseph J. Arata, Eric P. Nachman
Hearing Site: New York, NY
Checkmark Icon$0

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