Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 14-02987 | 02/18/2015 | Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney FA Notes Hol Claimant Lawyers(s): Jonathan D. Berg Respondent(s): Gary Schwarcz Respondent Lawyers(s): Gary Alan Schwarcz Arbitrator(s): Robert S. Getman Hearing Site: New York, NY | ||
| 12-02086 | 01/14/2013 | Claimant(s): Morgan Stanley, MSSB FA Notes Holdings Claimant Lawyers(s): John K. Wells Respondent(s): Gary Schwarcz Respondent Lawyers(s): Gary Alan Schwarcz Arbitrator(s): Martin H. Zern Hearing Site: New York, NY | ||
| 09-07044 | 06/09/2011 | Claimant(s): Lois Grumet Claimant Lawyers(s): John E. Lawlor Respondent(s): Gary Schwarcz, Citigroup Global Markets. Respondent Lawyers(s): Wayne H. Wink, William A. Hohauser Arbitrator(s): Diane Getzler, Richard Weinberger, Stewart E. Winner Hearing Site: New York, NY |  | Expungement |