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FINRA Awards for Peter L. Altieri

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Case Number Award Date Case Summary Customer Case? Amount Granted
16-0336006/27/2018Claimant(s): Daniel Malone
Claimant Lawyers(s): Benjamin D. Weisenberg
Respondent(s): Credit Suisse Securities (USA) LLC
Respondent Lawyers(s): Peter L. Altieri
Arbitrator(s): Sandra D. Parker, Nancy Kramer, Adam J. Ciffone
Hearing Site: New York, NY
10-0273608/23/2011Claimant(s): UBS Financial Services Inc.
Claimant Lawyers(s): Peter L. Altieri
Respondent(s): Gordon Hook
Respondent Lawyers(s): Joshua A. Hawks-Ladds
Arbitrator(s): Dorothy F. Gray, Aubrey Lees, Kyle Maldiner
Hearing Site: New York, NY

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