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FINRA Awards for TGV LLC

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Case Number Award Date Case Summary Customer Case? Amount Granted
11-0010601/13/2012Claimant(s): PCF LLC, TGV LLC
Claimant Lawyers(s): Shana M. Rugani
Respondent(s): William Kring, Triad Advisors.
Respondent Lawyers(s): J. Steven Parker
Arbitrator(s): Arthur DeStefano, William H. Fleece, John T. Luce
Hearing Site: Tampa, FL
Checkmark IconDismissed by Rule 12504

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