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FINRA Awards for John Markland

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Case Number Award Date Case Summary Customer Case? Amount Granted
22-0204907/13/2023Claimant(s): Allen Markland, Carole Appleton, Danielle (Appleton) Caponigro, Deborah (Appleton) Gallant, John Markland, Robert Markland, Timothy Appleton
Claimant Lawyers(s): William B. Young
Respondent(s): Gerard Kelly, Stifel, Nicolaus & Co..
Respondent Lawyers(s): Craig Stein
Arbitrator(s): Gary M. Landau, Robert Lawrence Ostrov, Lisa Jane Austein
Hearing Site: Boca Raton, FL
Checkmark IconDismissed by Rule 12206
11-0194102/16/2012Claimant(s): Wells Fargo Advisors Financial Network
Claimant Lawyers(s): Jessica G. Klein
Respondent(s): John Markland
Respondent Lawyers(s): John Jay Markland
Arbitrator(s): Stephan Paul Carrier
Hearing Site: Baltimore, MD

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