| 22-01890 | 06/07/2024 | Claimant(s): The Revocable Trust of Declan P. Doogan
Claimant Lawyers(s): Walter J. Mathews
Respondent(s): Goldman Sachs & Co. LLC
Respondent Lawyers(s): Brian A. Briz
Arbitrator(s): Peter Shapiro, Lisa Jane Austein, Jan Duda Krafczek
Hearing Site: Boca Raton, FL
|  | $0 |
| 22-02049 | 07/13/2023 | Claimant(s): Allen Markland, Carole Appleton, Danielle (Appleton) Caponigro, Deborah (Appleton) Gallant, John Markland, Robert Markland, Timothy Appleton
Claimant Lawyers(s): William B. Young
Respondent(s): Gerard Kelly, Stifel, Nicolaus & Co..
Respondent Lawyers(s): Craig Stein
Arbitrator(s): Gary M. Landau, Robert Lawrence Ostrov, Lisa Jane Austein
Hearing Site: Boca Raton, FL
| | Dismissed by Rule 12206 |
| 17-00695 | 07/01/2019 | Claimant(s): Estate of Hazel L. Surless
Claimant Lawyers(s): Arthur Vincent
Respondent(s): David Israel, Morgan Stanley
Respondent Lawyers(s): Joseph A. Sack
Arbitrator(s): Leslie L. Cooney, Maria Rosa Scalone, Lisa Jane Austein
Hearing Site: Boca Raton, FL
| | $0 |
| 18-00330 | 04/19/2019 | Claimant(s): The Jean Saunders Trust, The Stephen Saunders Trust
Claimant Lawyers(s): Stefan Apotheker
Respondent(s): Charles Schwab & Co..
Respondent Lawyers(s): Anthony L. Valenzuela
Arbitrator(s): Linda M. Foster-Wells, Sonja Shuford, Lisa Jane Austein
Hearing Site: Boca Raton, FL
| | Expungement |
| 16-00306 | 04/18/2017 | Claimant(s): Revocable Trust of Samuel M. Fineman
Claimant Lawyers(s): Gary S. Menzer
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Timothy B. Atkins
Arbitrator(s): Allen Kilik, Peter A. Portley, Lisa Jane Austein
Hearing Site: Boca Raton, FL
| | Expungement |
