23-00608 | 08/07/2023 | Claimant(s): Michael Trotter Claimant Lawyers(s): Kevin P. Krupnick Respondent(s): John Lowry, John Winter, Kenneth Casey, Kim Monchik, Louis Ward, Spartan Capital Securities Respondent Lawyers(s): David A. Schrader, John Michael Winter, Kenneth Francis Casey Arbitrator(s): Charles G. Michaels Hearing Site: Denver, CO
| | $0 |
21-00199 | 09/02/2021 | Claimant(s): John Lowry Claimant Lawyers(s): Robert I. Rabinowitz Respondent(s): Spartan Capital Securities Respondent Lawyers(s): Kim Monchik Arbitrator(s): Elizabeth Gilbert, Christine Meiers Schatz, Marc Adam Sherman Hearing Site: New York, NY
| | |
17-01682 | 03/19/2019 | Claimant(s): Leon Morgan Claimant Lawyers(s): Jenice L. Malecki Respondent(s): John Lowry, Kim Monchik, SCS Advisory Services, Spartan Capital Holding, Spartan Capital Securities Respondent Lawyers(s): Liam O'Brien Arbitrator(s): Susan Manca, Bryan Lane Berson, Elliot Schnapp Hearing Site: New York, NY
| | Expungement |
16-03605 | 08/24/2018 | Claimant(s): Kathy Wookey, Thomas Wookey Claimant Lawyers(s): Brett D. Zinner Respondent(s): John Lowry, Robert Murray, Spartan Capital Securities, Llc Respondent Lawyers(s): Liam O'Brien Arbitrator(s): Paul H. Lamboley, Danielle L. Anderson, Dee Maresso-Newell Hearing Site: Rapid City, SD
| | $330,425 |
17-00104 | 09/11/2017 | Claimant(s): Robert Sells Claimant Lawyers(s): Jennifer Tarr Respondent(s): Dean Kajouras, John Lowry, Yvonne Owens, Spartan Capital Holdings, Spartan Capital Securities Respondent Lawyers(s): David A. Schrader, John Stenson, Yvonne R. Owens Arbitrator(s): David J. Hase Hearing Site: Des Moines, IA
| | $600 |
15-01416 | 05/17/2016 | Claimant(s): Greg Wampler Claimant Lawyers(s): Jennifer L Tarr Respondent(s): John Lowry, Joseph Ilg, Kim Monchik, Robert Murray, Spartan Capital Securities Respondent Lawyers(s): Harry Delagrammatikas Arbitrator(s): Rody P. Biggert Hearing Site: Indianapolis, IN
| | $0 |
15-01160 | 05/05/2016 | Claimant(s): David Englin Claimant Lawyers(s): Jennifer Tarr Respondent(s): John Lowry, Kevin Sheehan Jr, Kim Monchik, Spartan Capital Securities Respondent Lawyers(s): Harry J. Delagrammatikas Arbitrator(s): Hearing Site: Minneapolis, MN
| | $600 |
15-01911 | 04/08/2016 | Claimant(s): Leon Kuefler Claimant Lawyers(s): Jennifer L. Tarr Respondent(s): John Lowry, Kim Monchik, Robert Tractenberg, Spartan Capital Securities Respondent Lawyers(s): Melissa Curvino, Robert Tractenberg Arbitrator(s): Christine C. DeMoss Hearing Site: Minneapolis, MN
| | $42,142 |
11-01075 | 11/14/2012 | Claimant(s): Spartan Capital Securities Claimant Lawyers(s): Francis M. Curran Respondent(s): Dean Kajouras, Douglas Bockmiller, John Lowry, Vincent Bruno, William Johnson Respondent Lawyers(s): Francis M. Curran, Richard Sacks, William M. Johnson Arbitrator(s): Mitchell S. Ostwald Hearing Site: San Francisco, CA
| | $0 |