| 23-02306 | 04/02/2024 | Claimant(s): Timothy Derouin
Claimant Lawyers(s): Patrick E. Brookhouser
Respondent(s): Northwestern Mutual Investment Services,
Respondent Lawyers(s): Clarke C. Greene
Arbitrator(s): Leah Murray Albert, Phyllis Karasov, Danielle L. Anderson
Hearing Site: Des Moines, IA
| | |
| 17-00502 | 01/31/2019 | Claimant(s): Michael Zeran
Claimant Lawyers(s): Israel Klein
Respondent(s): Bancwest Investment Services.
Respondent Lawyers(s): Marko Mrkonich
Arbitrator(s): Avery B. Goodman, Danielle L. Anderson, Alain Frecon
Hearing Site: Des Moines, IA
| | |
| 16-03605 | 08/24/2018 | Claimant(s): Kathy Wookey, Thomas Wookey
Claimant Lawyers(s): Brett D. Zinner
Respondent(s): John Lowry, Robert Murray, Spartan Capital Securities, Llc
Respondent Lawyers(s): Liam O'Brien
Arbitrator(s): Paul H. Lamboley, Danielle L. Anderson, Dee Maresso-Newell
Hearing Site: Rapid City, SD
|  | $330,425 |
| 14-01145 | 11/13/2014 | Claimant(s): David Hillard
Claimant Lawyers(s): Rodney J. Heggy
Respondent(s): John Hilliard, Sue Hauff
Respondent Lawyers(s): John E. Hilliard, Sue Hauff
Arbitrator(s): Jerry D. Mc Cormack, Arthur Richard Tow, Danielle L. Anderson
Hearing Site: Rapid City, SD
| | Expungement |
