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FINRA Awards for Jerry D. Mc Cormack

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Displaying 10 out of 10 results
Case Number Award Date Case Summary Customer Case? Amount Granted
22-0128305/30/2023Claimant(s): Lisa Massar
Claimant Lawyers(s): Lisa B. Massar
Respondent(s): Wells Fargo Clearing Services, Johanna Laudicina, Lauren Matles, Ronald Sirt
Respondent Lawyers(s): Lindsay Wuller Aggarwal
Arbitrator(s): Jerry D. McCormack, Mark A. Frankel, Laura Anne Lamberg
Hearing Site: Milwaukee, WI
Checkmark IconDismissed with Rule 12504
19-0190012/17/2019Claimant(s): Bonnie Taylor
Claimant Lawyers(s): Bonnie June Taylor
Respondent(s): TD Ameritrade.
Respondent Lawyers(s): Amanda Wright
Arbitrator(s): Jerry D. McCormack, David J. Hase, Jessica Gibson
Hearing Site: Milwaukee, WI
Checkmark IconDismissed by Rule 12206/12504
18-0253507/29/2019Claimant(s): Michael Haas
Claimant Lawyers(s): Sean M. Sweeney
Respondent(s): Thomas Carroll, Summit Investment Management, LTD.
Respondent Lawyers(s): Brandon Gutschow
Arbitrator(s): Jerry D. McCormack, Lynn Hirschfeld Brahin, Jessica Gibson
Hearing Site: Milwaukee, WI
Checkmark Icon$100,000
15-0065508/10/2015Claimant(s): Wells Fargo Advisors Financial Network
Claimant Lawyers(s): Steven Satter
Respondent(s): Peter Reinhart
Respondent Lawyers(s): Peter Reinhart
Arbitrator(s): Jerry D. Mc Cormack
Hearing Site: Milwaukee, WI
14-0114511/13/2014Claimant(s): David Hillard
Claimant Lawyers(s): Rodney J. Heggy
Respondent(s): John Hilliard, Sue Hauff
Respondent Lawyers(s): John E. Hilliard, Sue Hauff
Arbitrator(s): Jerry D. Mc Cormack, Arthur Richard Tow, Danielle L. Anderson
Hearing Site: Rapid City, SD
Expungement
13-0071805/16/2014Claimant(s): Sud Family Limited Partnership
Claimant Lawyers(s): Mark Sanders
Respondent(s): Wells Fargo Advisors
Respondent Lawyers(s): Alan S. Rafterman
Arbitrator(s): Jerry D. Mc Cormack, Gerald J. Thain, Mark A. Frankel
Hearing Site: Milwaukee, WI
Checkmark IconExpungement
13-0126905/02/2014Claimant(s): Patricia Wimmer
Claimant Lawyers(s): Scott D. Hirsch
Respondent(s): David Neilon, Allied Beacon Partners., American Beacon Partners., Beacon Acquisition Partners.
Respondent Lawyers(s): Debra A. Jenks, James Hintz, Robert P. Mather
Arbitrator(s): Jerry D. Mc Cormack, Sondra Sellars, Richard H. Porter
Hearing Site: Milwaukee, WI
Checkmark Icon$0
12-0018408/23/2013Claimant(s): Joseph Churchill
Claimant Lawyers(s): Guy K. Fish
Respondent(s): Patrick O'Brien, B. C. Ziegler And Company
Respondent Lawyers(s): Jonathan W. Hackbarth
Arbitrator(s): G. Gale Roberson, Jerry D. Mc Cormack, Robert Biondi
Hearing Site: Milwaukee, WI
Checkmark Icon$0
11-0074105/18/2012Claimant(s): Michael Mosesson
Claimant Lawyers(s): James A. McGurk
Respondent(s): Morgan Stanley, Cedar Creek Securities.
Respondent Lawyers(s): Gregory B. Simon, James A. McGurk
Arbitrator(s): Jerry D. Mc Cormack, P. J. Boylan, Deborah Jervis Fabritz
Hearing Site: Milwaukee, WI
Checkmark Icon$0
09-0406609/07/2010Claimant(s): The Estate of John F. Mann
Claimant Lawyers(s): Charles D. Koehler
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Brody W. Weichbrodt
Arbitrator(s): Jerry D. Mc Cormack, Kevin J. Demet, Scott T. Silker
Hearing Site: Milwaukee, WI
Checkmark Icon$0

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