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FINRA Awards for American Beacon Partners.

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Case Number Award Date Case Summary Customer Case? Amount Granted
18-0070010/31/2018Claimant(s): Kenneth Sorge
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): American Beacon Partners.
Respondent Lawyers(s): Douglas A. Pavek
Arbitrator(s): Tracy L. Allen
Hearing Site: Milwaukee, WI
13-0126905/02/2014Claimant(s): Patricia Wimmer
Claimant Lawyers(s): Scott D. Hirsch
Respondent(s): David Neilon, Allied Beacon Partners., American Beacon Partners., Beacon Acquisition Partners.
Respondent Lawyers(s): Debra A. Jenks, James Hintz, Robert P. Mather
Arbitrator(s): Jerry D. Mc Cormack, Sondra Sellars, Richard H. Porter
Hearing Site: Milwaukee, WI
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10-0216106/10/2011Claimant(s): KCD Financial.
Claimant Lawyers(s): T. Wickham Schmidt
Respondent(s): James Hintz, Steven Salzman, American Beacon Partners.
Respondent Lawyers(s): Michael C. Barrows, Peter B. Shaeffer
Arbitrator(s): David J. Hase, Howard N. Rubin, Michael Davin Fischer
Hearing Site: Milwaukee, WI

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