| 08-04952 | 10/01/2012 | Claimant(s): Charles Giger
Claimant Lawyers(s): David Audley
Respondent(s): Christipher Belonge, James Ahmann, James Hintz, Pavek Investments Inc.
Respondent Lawyers(s): Christipher Lynn Belonge, Michael C. Bruck, Peter B. Shaeffer
Arbitrator(s): Charles F. Custer, Robert J. Larson, Timothy M. Feeney
Hearing Site: Chicago, IL
|  | $800,000 |
| 10-02161 | 06/10/2011 | Claimant(s): KCD Financial.
Claimant Lawyers(s): T. Wickham Schmidt
Respondent(s): James Hintz, Steven Salzman, American Beacon Partners.
Respondent Lawyers(s): Michael C. Barrows, Peter B. Shaeffer
Arbitrator(s): David J. Hase, Howard N. Rubin, Michael Davin Fischer
Hearing Site: Milwaukee, WI
| | |
| 08-02958 | 07/26/2010 | Claimant(s): Anna Rasmussen, Robert Jack Rasmussen, Cust. Acct., Samuel Robert Rasmussen, Taylor Marie Rasmussen Cust. Acct.
Claimant Lawyers(s): Gregory A. Adamski
Respondent(s): LPL Financial LLC, John Donaldson, Professional Wealth Management.
Respondent Lawyers(s): Paul Weltlich, Peter B. Shaeffer
Arbitrator(s): Robin David, James F. Carlson, Hyram A. Evans
Hearing Site: Chicago, IL
| | $0 |
| 09-00022 | 10/05/2009 | Claimant(s): David Thompson
Claimant Lawyers(s): Howard M. Rosenfield
Respondent(s): Pavek Investments Inc.
Respondent Lawyers(s): Peter B. Shaeffer
Arbitrator(s): John E. Sundeen, John F Fennig, Leonard G. Leverson
Hearing Site: Milwaukee, WI
| | $0 |
| 07-00340 | 06/12/2008 | Claimant(s): Purita MacKey, Purita Mackey Trust
Claimant Lawyers(s): Richard B. Fosher
Respondent(s): Jonathan Zulauf, Edward Jones
Respondent Lawyers(s): Peter B. Shaeffer, Robert P. Bramnik
Arbitrator(s): Alan E. Case, Gordon B. Shneider, Joseph D. Savino
Hearing Site: Chicago, IL
| | Stipulated Award and Expungement |
