Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
---|---|---|---|---|
08-02958 | 07/26/2010 | Claimant(s): Anna Rasmussen, Robert Jack Rasmussen, Cust. Acct., Samuel Robert Rasmussen, Taylor Marie Rasmussen Cust. Acct. Claimant Lawyers(s): Gregory A. Adamski Respondent(s): LPL Financial LLC, John Donaldson, Professional Wealth Management. Respondent Lawyers(s): Paul Weltlich, Peter B. Shaeffer Arbitrator(s): Robin David, James F. Carlson, Hyram A. Evans Hearing Site: Chicago, IL | $0 | |
08-04089 | 06/18/2009 | Claimant(s): Morgan Stanley DW Inc. Claimant Lawyers(s): Renan I. Sugarman Respondent(s): Chris Minor Respondent Lawyers(s): Chris Minor Arbitrator(s): Hyram A. Evans, Henry Kirke Cushing, Lisa A Randall-Haag Hearing Site: Chicago, IL |