| 16-00026 | 08/17/2017 | Claimant(s): David Slagter, William Davis
Claimant Lawyers(s): James A. McGurk
Respondent(s): Richard Babjak, World Equity Group.
Respondent Lawyers(s): Matthew C. Boba
Arbitrator(s): John E. Parkes, Irving S. Capitel, Thomas Michael Genovese
Hearing Site: Chicago, IL
| | |
| 12-00204 | 05/29/2013 | Claimant(s): Diane Wilkinson, Ernest Wilkinson, The Estate of Ernest O. Wilkinson, The Wilkinson Living Trust U/A 1/10/08
Claimant Lawyers(s): Carmen A. Gaspero
Respondent(s): Carl Birkelbach, Birkelbach Investment Securities.
Respondent Lawyers(s): James A. McGurk
Arbitrator(s): Robert P. Bramnik, Michael S. Jordan, Joseph A. Landa
Hearing Site: Chicago, IL
|  | $300 |
| 11-02945 | 07/26/2012 | Claimant(s): Fred Prudhomme
Claimant Lawyers(s): James A. McGurk
Respondent(s): Arnold Janickas, E*Trade Securities LLC
Respondent Lawyers(s): John Bersin
Arbitrator(s): Ray J. Grzebielski, Caroline N. Harney, Michael R. Sherwin
Hearing Site: Chicago, IL
| | $140,300 |
| 11-00741 | 05/18/2012 | Claimant(s): Michael Mosesson
Claimant Lawyers(s): James A. McGurk
Respondent(s): Morgan Stanley, Cedar Creek Securities.
Respondent Lawyers(s): Gregory B. Simon, James A. McGurk
Arbitrator(s): Jerry D. Mc Cormack, P. J. Boylan, Deborah Jervis Fabritz
Hearing Site: Milwaukee, WI
| | $0 |
| 10-03399 | 12/03/2010 | Claimant(s): Morgan Stanley
Claimant Lawyers(s): Samuel P. Mauch
Respondent(s): Timothy Scanlan
Respondent Lawyers(s): James A. McGurk
Arbitrator(s): James A. Lundberg
Hearing Site: Milwaukee, WI
| | |
| 06-05099 | 01/18/2008 | Claimant(s): David Peregrin
Claimant Lawyers(s): James A. McGurk
Respondent(s): William Kassar
Respondent Lawyers(s): James J. Eccleston
Arbitrator(s): Caroline N. Harney, Carol McHugh Sanders, Gary David Cope
Hearing Site: Chicago, IL
| | $198,297 |
