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FINRA Awards for Carl Birkelbach

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Case Number Award Date Case Summary Customer Case? Amount Granted
17-0221111/25/2020Claimant(s): The Braeside Foundation
Claimant Lawyers(s): Jacob Kahn
Respondent(s): Carl Birkelbach, Nicholas Avello, Forest Securities.
Respondent Lawyers(s): Christopher Wurtzinger, James J. Moylan, Nicholas Thomas Avello
Arbitrator(s): Larry Evert Carlson, Thomas F. Ryan, Philip J. Glick
Hearing Site: Chicago, IL
Checkmark Icon$405,000
12-0020405/29/2013Claimant(s): Diane Wilkinson, Ernest Wilkinson, The Estate of Ernest O. Wilkinson, The Wilkinson Living Trust U/A 1/10/08
Claimant Lawyers(s): Carmen A. Gaspero
Respondent(s): Carl Birkelbach, Birkelbach Investment Securities.
Respondent Lawyers(s): James A. McGurk
Arbitrator(s): Robert P. Bramnik, Michael S. Jordan, Joseph A. Landa
Hearing Site: Chicago, IL
Checkmark Icon$300

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