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FINRA Awards for Joseph A. Landa

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Case Number Award Date Case Summary Customer Case? Amount Granted
20-0229706/30/2023Claimant(s): Thomas Jester
Claimant Lawyers(s): Douglas W. Hyman
Respondent(s): Carl Williams, Diane Buchanan, Stephanie Elliott, Chapin Davis
Respondent Lawyers(s): Douglas W. Hyman, Michael P. Shaw
Arbitrator(s): Steven H. Vogel, Joseph A. Landa, Iris Sagrado
Hearing Site: Chicago, IL
12-0020405/29/2013Claimant(s): Diane Wilkinson, Ernest Wilkinson, The Estate of Ernest O. Wilkinson, The Wilkinson Living Trust U/A 1/10/08
Claimant Lawyers(s): Carmen A. Gaspero
Respondent(s): Carl Birkelbach, Birkelbach Investment Securities.
Respondent Lawyers(s): James A. McGurk
Arbitrator(s): Robert P. Bramnik, Michael S. Jordan, Joseph A. Landa
Hearing Site: Chicago, IL
Checkmark Icon$300

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