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FINRA Awards for Sue Hauff

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Case Number Award Date Case Summary Customer Case? Amount Granted
14-0114511/13/2014Claimant(s): David Hillard
Claimant Lawyers(s): Rodney J. Heggy
Respondent(s): John Hilliard, Sue Hauff
Respondent Lawyers(s): John E. Hilliard, Sue Hauff
Arbitrator(s): Jerry D. Mc Cormack, Arthur Richard Tow, Danielle L. Anderson
Hearing Site: Rapid City, SD
Expungement

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