Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 20-03220 | 07/15/2021 | Claimant(s): Dennis Herrera Claimant Lawyers(s): Thomas McEvoy Respondent(s): Aegis Capital Corp., Hunter Scott Financial LLC., John Thomas Financial Respondent Lawyers(s): Corporate Office, Kevin Meade, Peter Gouzos Arbitrator(s): Gerald M. Levine Hearing Site: New York, NY | ||
| 20-02282 | 04/19/2021 | Claimant(s): Dennis Herrera Claimant Lawyers(s): Thomas McEvoy Respondent(s): Aegis Capital Corp., Blackbook Capital, Charles Vista LLC, Hunter Scott Financial LLC, John Thomas Financial Respondent Lawyers(s): Anthony C. Naccarelli, Franklin Ogele, Gregg Lorenzo, Maria Cummings, Peter Gouzos Arbitrator(s): Harvey Barrison Hearing Site: New York, NY |