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FINRA Awards for as Trustee U/W/O JW

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Case Number Award Date Case Summary Customer Case? Amount Granted
12-0234911/26/2013Claimant(s): J.W. Pickens, J.W. Pickens Jr., as Trustee U/W/O JW
Claimant Lawyers(s): Elizabeth Zeck
Respondent(s): Wells Fargo Advisors
Respondent Lawyers(s): Alan S. Rafterman
Arbitrator(s): Charles L.A. Terreni, Walter J. Wylie, Lisa Bass Morris
Hearing Site: Columbia, SC
Checkmark Icon$1,307,920

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