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FINRA Awards for James Womack

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Case Number Award Date Case Summary Customer Case? Amount Granted
20-0317903/29/2022Claimant(s): James Womack
Claimant Lawyers(s): Christopher D. Warren
Respondent(s): Commonwealth Financial Network
Respondent Lawyers(s): Peter B. King
Arbitrator(s): Robert T. Allen, Robert Neal Hunter, Harvey R. Linder
Hearing Site: Charlotte, NC
20-0225208/26/2021Claimant(s): James Womack
Claimant Lawyers(s): Michael E. Ciochina
Respondent(s): Luke McKelvy
Respondent Lawyers(s): Connie M. Fickel
Arbitrator(s): Mary E. Woytek, Bruce Wayne Campbell, Victoria Liccione
Hearing Site: Charlotte, NC

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