FINRA Awards for Clarence Koester

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Case Number	Award Date	Case Summary	Customer Case?	Amount Granted
08-02281	05/13/2009	Claimant(s): Alan Bonebrake, Cecilia Johnson, Chrisenda Smith, Clarence Koester, Claretta Royal, Colleen Schreiter, Personal Rep, Deroy Harshman, Dona Brungardt, Donald Bremer, Donna Gress, Donna Jacobson, Duane Madison, Dwayne Witt, Elaine Heng, Erma Barrett, Esther Schnitzer, Faith Eyman, George Stukenholtz, Gerald Royal, Helen Ladd, et al Claimant Lawyers(s): J. L. Spray Respondent(s): Donald Beary, James Stanfield Respondent Lawyers(s): Patrick B. Griffin Arbitrator(s): Richard M. Duxbury, Frederick B. Anderson, Thomas J. Pleiss Hearing Site: Omaha, NE		$10,290,000
07-01557	03/19/2009	Claimant(s): Betty Zahn, Clarence Koester, Gerard Timothy, Harold Zahn, Ruby Timothy, Deceased, IRA, Betty Zahn IRA, Darlene Brown IRA Claimant Lawyers(s): J. L. Spray Respondent(s): Brian Schuster, Wachovia Securities, Paula Turner, Capital Growth Financial Respondent Lawyers(s): Brian J. Schuster, Michael Jacobs, Paula J. Turner, Todd Ratner Arbitrator(s): Kimberly Renee McBride, Robert J. Bohle, David B. Lacks Hearing Site: Omaha, NE		$177,700