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FINRA Awards for WRP Investments.

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Displaying 4 out of 4 results
Case Number Award Date Case Summary Customer Case? Amount Granted
22-0171406/04/2024Claimant(s): Chad Karl
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): WRP Investments.
Respondent Lawyers(s): James C. Browning
Arbitrator(s): Kevin R. Zehe
Hearing Site: Pittsburgh, PA
16-0272804/20/2017Claimant(s): Matthew Jehn
Claimant Lawyers(s): Dennis J. Concilla
Respondent(s): WRP Investments., Wellstone Securities
Respondent Lawyers(s): Raymond Noragon, CCO, William R. Pintaric, Jr., VP
Arbitrator(s): Julius Z. Frager, Christy K. Radigan, W Charles Curley
Hearing Site: Columbus, OH
11-0101108/07/2012Claimant(s): Jack Goldsmith, FMTC Custodian IRA Rollover Provision FB
Claimant Lawyers(s): Vicki Kuftic Horne
Respondent(s): Fred Galovich, Galovich Financial Planning Services, WRP Investments.
Respondent Lawyers(s): James A. McGovern
Arbitrator(s): Garry Lee Hogan, Jay H. Feldstein, Michael R. Stabile
Hearing Site: Pittsburgh, PA
Checkmark Icon$410,000
09-0041011/15/2010Claimant(s): H Gordon Georgia Lee Bailey Chart Remain, Henry Gordon Bailey Jr. Living TR U/A 9/
Claimant Lawyers(s): Marnie C. Lambert
Respondent(s): David Pintaric, William Pintaric, WRP Investments.
Respondent Lawyers(s): Steven G. Janik
Arbitrator(s): Emily J. Lewis, Stephen Anthony Rogers, Wiley H. Clodfelder
Hearing Site: Columbus, OH
Checkmark Icon$0

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