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FINRA Awards for Wiley H. Clodfelder

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Case Number Award Date Case Summary Customer Case? Amount Granted
09-0041011/15/2010Claimant(s): H Gordon Georgia Lee Bailey Chart Remain, Henry Gordon Bailey Jr. Living TR U/A 9/
Claimant Lawyers(s): Marnie C. Lambert
Respondent(s): David Pintaric, William Pintaric, WRP Investments.
Respondent Lawyers(s): Steven G. Janik
Arbitrator(s): Emily J. Lewis, Stephen Anthony Rogers, Wiley H. Clodfelder
Hearing Site: Columbus, OH
Checkmark Icon$0
09-0056006/18/2010Claimant(s):
Claimant Lawyers(s):
Respondent(s): Brad Sweatland, UBS Financial Services Inc.
Respondent Lawyers(s): Brad Sweatland, Wm. Joseph Baker
Arbitrator(s): Thomas C. Wagner, Emily J. Lewis, Wiley H. Clodfelder
Hearing Site: Columbus, OH
Checkmark IconSettlement

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